Certificate Course in Investment Management

The Guru Nanak Dev University's Faculty of Economics and Business offers Certificate Course in Investment Management course to its students. The course structure for it is as follows:

Part-I

INTRODUCTION TO SECURITIES MARKET

Securities Market in India-an Overview
Securities Market and Financial System, Products, Participants and Functions, Securities Market and Economic Development, Primary Market, Secondary Market, Derivatives Market, Institutions-Regulators, Exchanges, Depositories, Clearing, Corporations, Regularty Framework.

Primary Market
Market Outcome-Public Issues, Euro Issues, Debt Issues-DIP Guidelines, 2000, Book Building, Credit Rating, Merchant Banking, On-Line IPOs, Demat Issues, Virtual Debt Portals, ADRs/GDRs, Other Regulations Pricing Mechanism.

Secondary Market
Exchanges, Membership, Listing, Trading and Settlement Mechanism, Technology Trading Rules-Insider Trading, Unfair Trade Practices, Takeovers, Buy back Market Outcome-Turnover, Market Capitalisation, Prices, Liquidity, Transaction Costs Risk Management, Indexs.

Government Securities Market
Primary Market, Secondary Market-NDS, CCIL, WDM

Part-II
Regulatory Framework

Introduction and main provision of Securities Contracts (Regulation) Act, 1956, Securities Contract (Regulation) Rules, 1957, Securities and Exchange Board of India Act, 1992, SEBI (Stock Brokers & Sub Brokers) Rules, 1992, SEBI (Stock Brokers & Sub Brokers) Regulations, 1992 SEBI (Insider Trading Regulations, 1992, SEBI (Prohibition of Fradulent and Unfair Trade Practices Relating to Securities Markets) Regulations, 1995, The Depositories Act, 1996.
Practical Training

Candidates will be required to undergo 4 week training with brokers, sub-brokers or depository participants. Training can be weekly or at a stretch. Candidates will prepare 4 reports on the basis of these 4 weeks training.