Certificate Examination In AML-KYC

Indian Institute of Banking and Finance
Distance

Price on request
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Important information

  • Certificate
  • Distance learning
  • Mumbai
Description

The course Certificate Examination In AML-KYC in the field of Regulation and Compliance covers various subjects like management of healthcare, and basics of management, practical application to hospitals.

Important information
Venues

Where and when

Starts Location
On request
Mumbai
The Arcade', World Trade Centre, 2nd Floor, East Wing, Cuffe Parade, 400005, Maharashtra, India
See map

Frequent Asked Questions

¬∑ Requirements

Employees of Banks / NBFCs / Financial Institutions / Insurance Companies etc are eligible to write the examination.

Course programme

SYLLABUS:


(i) Anti Money Laundering

Money Laundering - Origin - Definition - Techniques Impact on Banks - Structuring; Integration, Preventive Legislations - International Cooperation - UK; USA ; India - Basel Committee - PMLA Objectives - RBI Guidelines - System Adequacy to Combat Money Laundering - Antiterrorism finance - Financial Intelligence Unit (FIU) The Financial Action Task Force (FATF) - IBA Working Group - Software for AML Screening: Money Laundering and Correspondent Banking - Exchange Companies - Foreign Branches

(ii) Know Your Customer - Introduction and overview

Customer Profile - KYC Policies - Countries Deficient in KYC Policies, Initiatives by the RBI - Organised Financial Crimes. Customer - Definition under the KYC Principles - Transaction Profile - Organisational Structure - Important KYC framework in RBI prescriptions - Operating Guidelines. Introduction of new accounts - Guidelines for Opening Accounts of Companies, Trusts, Firms, Intermediaries etc., Client Accounts opened by Professional Intermediaries - Trust/Nominee or Fiduciary Accounts - Accounts of Politically Exposed Persons (PEPs) Residing Outside India, Accounts of 'non-face-to-face' Customers - Qualitative data - Joint accounts - Minor accounts - KYC for existing accounts - KYC for low income group customers. Monitoring Accounts - Customer research - Suspicious transactions

Additional information

Payment options: First attempt: - Rs.1000/- : For members -Rs.2000/- : For non-members Subsequent each attempt: - Rs.500/- : For members -Rs.1000/- : For non-members Note: Includes registration fee of Rs.500/-