Compliance Requirements for Member-brokers

Training

In Mumbai

₹ 700 VAT incl.

Description

  • Type

    Training

  • Location

    Mumbai

  • Duration

    1 Day

Facilities

Location

Start date

Mumbai (Mahārāshtra)
See map
PHIROZE JEEJEEBHOY TOWERS DALAL STREET MUMBAI- 400001, 400001

Start date

On request

Questions & Answers

Add your question

Our advisors and other users will be able to reply to you

Who would you like to address this question to?

Fill in your details to get a reply

We will only publish your name and question

Reviews

Course programme

The training programme aims at educating the Member-brokers on a variety of rules, rules as well as procedures of BSE as well as SEBI regarding fulfillment requirements, to allow improved compliance. Member-brokers of BSE as well as their staff linked with the conformity purpose can do this course.PROGRAMME CONTENTS:1. Member-brokers Compliance with SEBI Rules, 1992, Rules, Bye-laws as well as Regulations of BSE, Notices, Circulars issued by BSE as well as SEBI2. Working of the Inspection branch of BSE3. Areas covered during a check up appraisal.4. Norms for obligation of fines as well as punishments.5. Compliance with other allied requirements of the Inspection Department. viz., Submission of Audit Report, Annual Accounts, Net Worth Certificate, Margin Certificate as well as Unique Client Code.Contact: Rakesh Bhatt

Compliance Requirements for Member-brokers

₹ 700 VAT incl.