Compliance Requirements for Member-brokers
Training
In Mumbai
₹ 700
VAT incl.
Description
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Type
Training
-
Location
Mumbai
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Duration
1 Day
Facilities
Location
Start date
Mumbai
(Mahārāshtra)
See map
PHIROZE JEEJEEBHOY TOWERS DALAL STREET MUMBAI- 400001, 400001
Start date
On request
Reviews
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Course programme
The training programme aims at educating the Member-brokers on a variety of rules, rules as well as procedures of BSE as well as SEBI regarding fulfillment requirements, to allow improved compliance. Member-brokers of BSE as well as their staff linked with the conformity purpose can do this course.PROGRAMME CONTENTS:1. Member-brokers Compliance with SEBI Rules, 1992, Rules, Bye-laws as well as Regulations of BSE, Notices, Circulars issued by BSE as well as SEBI2. Working of the Inspection branch of BSE3. Areas covered during a check up appraisal.4. Norms for obligation of fines as well as punishments.5. Compliance with other allied requirements of the Inspection Department. viz., Submission of Audit Report, Annual Accounts, Net Worth Certificate, Margin Certificate as well as Unique Client Code.Contact: Rakesh Bhatt
Compliance Requirements for Member-brokers
₹ 700
VAT incl.