Introduction to Securities Lawwww.mylaw.net
What you'll learn on the course
Law and Business
Law for Business
Law and Commerce
Teachers and trainers (1)
After graduating from NLSIU Deeksha joined ICICI Bank, Mumbai and worked with their Structured Finance and Corporate Strategy Teams. Then she moved to the ESSAR Group, where she independently handled various financing transactions. At Rainmaker, Deeksha is a member of the Learning Team and is involved in the ideation, structuring and creation of programmes on mylaw.net, and writes regularly on Securities Law and Banking & Finance.
P R O G R A M M E O U T L I N E
Unit 1: Introduction
• Examine the purpose of ‘securities’ and the securities market.
• Analyse the scope of Securities Law.
• Understand the regulatory framework in place and the key components of securities law.
Unit 2: Important Definitions and Concepts
• Examine the more common terms and concepts specific to Securities Law.
• Study the structure of the securities market, the manner in which companies use it to raise funds, and the constituent entities of the system.
Unit 3: Capital Market Instruments
• Understand the legal framework defines ‘securities’ and what the established scope of that term is.
• Identify and distinguish the various instruments around which the capital markets revolve.
• Perceive how these instruments allow their holders to interact with the issuing company.
Unit 4: Securities Exchange Board of India (“SEBI”)
• Study the primary regulator in relation to the securities market—SEBI.
• Learn about its formation, structure, duties, powers, and functions.
• Understand the legal framework that the SEBI has put in place to regulate the securities market.
Unit 5: Understanding Primary Markets
• Examine the statutes and regulations come into play when a company undertakes an IPO.
• Identify the various players involved in the IPO process and their roles.
• Study the broad procedure for an IPO.
Unit 6: Understanding Secondary Markets
• Study the regulatory framework governing secondary markets.
• Identify the various intermediaries involved in secondary market transactions.
Unit 7: Understanding Stock Exchanges
• Examine the role of stock exchanges in the securities market.
• Study the regulations governing their setting up and operation.
Unit 8: Understanding Debt Securities and Debt Markets
• Learn about the three categories of debt securities market—the government securities market, the corporate bond market, and the securitised debt market.