Overview of Securities LawBombay Stock Exchange Limited
Securities come in a wide variety of forms. Investment vehicles like stocks, mutual funds and bonds all share similar characteristics. As securities, they reflect investments by various individuals and entities in a common enterprise, like a corporation, made with the expectation of deriving a profit. Additionally, as securities, all transactions surrounding these and other related investment tools are controlled by a complex system of federal laws and regulations as well as state statutes. This course is meant for CORPORATES, MEMBER BROKERS, LAWYERS. PROGRAMME CONTENTS 1. Evolution of Securities Laws in India2. Traversement / Journey/Path to the current stage3. CCI Saga Vs SEBI4. Pricing Control Vs Free Pricing5. Fund Raising methods6. Issue of NCDs by Reliance in 19897. Debt: Issue of Debt Securities Regulations8. Issue of NCD directions Vs Acceptance of Deposits9. Structured Products10. Convertibles – FCDs, CCPs, Warrants11. Instruments by different entities (Banks, NBFCs,HFCs, ARCs, Others)12. Insider Trading 13. Liabilities for violations14. Offerings to markets abroad.