Surveillance, Risk Management and Securities Settlement

Surveillance, Risk Management and Securities Settlement have come forward as one of the important crucial and critical factors for smooth and efficient workings of stock exchanges in the backdrop of mounting addition of domestic markets with global finance in addition to harmonization of most excellent practices in securities markets. The programme is predicted to give details on a variety of facets of Surveillance, Risk Management and Securities Settlement as well as equip the participants with assessing, monitoring in addition to managing these aspects with greater competence along with usefulness.PROGRAMME CONTENTS Introduction to Risk Management · The risk management framework· Overview of different types of risk· Current trends in Capital Markets Credit Risk Management · Defining credit risk· Counterparty risk· Default risk· Settlement risk· How collateral management can help reduce risk· Describing the credit rating process Market Risk Management · Defining market risk· Identifying risk sensitivity· Liquidity· Volatility· Managing Risk using VAR method· Stress Testing Operational Risk Management · Defining Operational Risk· Assessing various ways to monitor ad control operational risk· How to integrate market risk with operational risk Risk Measurement Tools · Historical Simulation· Variance from mean· VAR Identifying Areas to Effectively Implement Manage and Control Risk · Integration of online monitoring with offline monitoring· Case Study of major market movements · Capital adequacy norms Clearing an Settlement Procedures· Settlement cycles· Margins and Margining Management· Collateral Management· Risk Management through use of Trading Platforms Inspection · KYC Norms· Risk Management profile of clients· Process Audit